RIA Intel›Advisers›North Carolina›CAROLINA WEALTH STRATEGIES, LLC

CAROLINA WEALTH STRATEGIES, LLC

Advisory

CARY, NC

Data as of Mar 31, 2026 · Source: SEC Form ADV

Average account

$154K

across 252 accounts

AUM per adviser

$39M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 31, 2026.

Total AUM

$39M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$39M

Discretionary AUM$39M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients135

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InNC

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

135 clients

43 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in NC

Closest by assets under management. All figures from Form ADV.

MARQUISE WEALTH MANAGEMENT, LLC

CHARLOTTE, NC

$39M

7PW WEALTH, LLC

$39M

FAMILY WEALTH PARTNERS CONCORD, INC

CONCORD, NC

$39M

ACORN & OAK WEALTH MANAGEMENT, LLC

$38M

ASPENTREE CAPITAL CORPORATION

$40M

CAROLINA FINANCIAL SERVICES GROUP, INC.

GREENVILLE, NC

$40M

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