RIA Intel›Advisers›North Carolina›CAROLINA FINANCIAL SERVICES GROUP, INC.

CAROLINA FINANCIAL SERVICES GROUP, INC.

Advisory

GREENVILLE, NC

Data as of Mar 12, 2026 · Source: SEC Form ADV

Average account

$242K

across 165 accounts

AUM per adviser

$40M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 12, 2026.

Total AUM

$40M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

4

Assets Under Management

Total AUM$40M

Discretionary AUM$32M

Non-Discretionary AUM$8M

Discretionary %80%

Total Clients100

Team

Total Employees4

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InNC

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

100 clients

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in NC

Closest by assets under management. All figures from Form ADV.

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MIMOSA INVESTMENT MANAGEMENT, LLC

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$41M

FAMILY WEALTH PARTNERS CONCORD, INC

$39M

7PW WEALTH, LLC

$39M

CAROLINA WEALTH STRATEGIES, LLC

$39M

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