RIA Intel›Advisers›North Carolina›ASPENTREE CAPITAL CORPORATION

ASPENTREE CAPITAL CORPORATION

Advisory

NC

Data as of Mar 3, 2026 · Source: SEC Form ADV

Average account

$1M

across 29 accounts

AUM per adviser

$8M

5 advisers

Source: SEC Form ADV. Figures as filed Mar 3, 2026.

Total AUM

$40M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

5

Assets Under Management

Total AUM$40M

Discretionary AUM$40M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients29

Team

Total Employees5

Investment Advisers5

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InNC

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

29 clients

26 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in NC

Closest by assets under management. All figures from Form ADV.

CHRISTOPHER INVESTMENT COUNSELORS INC

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CAROLINA FINANCIAL SERVICES GROUP, INC.

$40M

FAMILY WEALTH PARTNERS CONCORD, INC

$39M

7PW WEALTH, LLC

$39M

CAROLINA WEALTH STRATEGIES, LLC

$39M

MARQUISE WEALTH MANAGEMENT, LLC

$39M

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