The complete record on every US investment adviser

57,393 firms with ownership, holdings, growth and succession risk — for the buyers, distributors, recruiters and consultants who need the answer before the first call. Filings run back to 2000 for SEC registrants; state-registered firms carry their current filing.

Most RIA data platforms make you book a demo before you can see anything. Look up any firm here first, then decide.

Screening — 3 filters active
Real records3,253 firms matched
Firm NameStateTotal AUM1Y GrowthAccountsEmployees
Exencial Wealth Advisors, LLCOK$6.0B+33.1%9,53547
Moss Adams Wealth Advisors LLCWA$5.8B+17.4%4,79030
Dunham & Associates Investment Counsel, Inc.CA$5.6B+25.9%13,1559
Congress Wealth Management LLCMA$2.3B+30.0%2,48413
Pacific Capital Wealth Advisors, Inc.CA$669M+30.0%3096

Five firms from the database, unedited. Every figure as reported by the firm on its most recent Form ADV. Figures as of August 2026.

57,393
Investment Advisers
SEC and state-registered
681,196
Filings
Every ADV since 2000
26
Years
Oldest filing October 2000
50+
Data Points
Per firm profile
What you can do with it

Four things the filings will not tell you on their own

A single filing runs to a hundred pages and describes one firm on one day. Succession risk, peer rank and a growth trajectory only exist once 681,196 of them going back to 2000 are in one place. Every count below is checkable against a page.

Screen

Multi-criteria firm screening

Filter every Form ADV filer by AUM, growth, headcount, fee model, legal structure, private fund activity and succession risk — and by where a firm actually operates, not just where it is headquartered.

35,568 SEC-registered19,936 state-registered1,889 registered with both39,035 under five employees
Score

Succession risk intelligence

Benchmark

Peer comparison and percentile rankings

Analyze

Deep firm intelligence

Screening Filters
Firm typeWealth advisory
AUM range$500M — $6B
1Y AUM growth> 10%
3 filters active3,253 firms matched →
Who it's for

Who uses it, and what they are deciding

Six decisions this data is bought to make. The evidence behind each one is stated so you can judge the fit before you sign up.

M&A Buyers

Know which firms are ready to sell

An owner nearing retirement with no second generation is a seller before anyone lists the firm.

Succession risk scored on 36,508 firms from founder tenure, ownership concentration and team depth. Filter by AUM band, headcount and growth, then read 26 years of filings behind any name before you approach it.

Asset Managers

Pitch advisers who already hold what you sell

A firm’s current book tells you whether your fund is a fit before the first call does.

5,544,200 Form 13F positions from 4,851 filers, mapped to the advisers who report them. Segment by client mix, AUM tier and existing holdings.

Recruiters

Find teams before they are on the move

Headcount and AUM moving in opposite directions is visible in the filings a year before a team leaves.

Adviser and employee counts tracked filing over filing back to 2000, with 111,299 named owners and executives across 18,245 firms.

Consultants

Show a client exactly where it stands

A board accepts a benchmark it can trace to a filing and argues with one it cannot.

Peer ranks on 32,675 firms, in-state and national, across AUM, efficiency and headcount. Growth percentiles need a filing history and cover 27,786.

Compliance & Diligence

Pull a firm’s whole record at once

Diligence that reconstructs a history from scratch is the expensive part of any review.

Every filing a firm has made since 2000 — 681,196 in total — with ownership and control persons from Schedule A/B, each figure traceable to the filing it came from.

Service Providers

Size the market before you build a pitch

Knowing how many firms fit your profile, and where they are, decides whether the segment is worth the effort.

Sort the whole universe by size, growth stage, fee model and private fund activity across 49,419 funds, and export the result.

Pricing

Start free. Pay when you need the depth.

Every plan reads the same source data. The paid tiers add the derived work: screening across every field, ownership, succession scoring and 13F holdings.

Free

Look up any adviser

$0
  • +Full firm profiles for all 57,393 SEC and state-registered advisers
  • +AUM, growth, account mix and filing history on every firm
  • +State-by-state RIA reports
  • +1 watchlist
Create free account
Most popular

Pro

Build a list of firms that match a profile

$99/mo
  • +Everything in Free
  • +Screen all 57,393 advisers by AUM, headcount, state, legal structure and client mix
  • +Export any list to CSV
  • +Unlimited watchlists and saved views
  • +Track AUM growth across filings, per firm and per state
Start with Pro

Intelligence

Find firms before they are on the market

$199/mo
  • +Everything in Pro
  • +Who owns a firm: 111,299 owners and executives, covering 18,245 of 57,393 firms
  • +Succession risk scoring: 9,589 events across 7,310 firms
  • +What a manager holds: 5,544,200 Form 13F positions from 4,851 filers
  • +Private fund detail from Schedule D — 49,419 funds
  • +Benchmark any firm against its size and state peers
Start with Intelligence

Annual billing saves 20%. Full plan comparison

Depth, history, and no sales call

Scored and ranked, not just stored

Succession risk on 36,508 firms, peer ranks on 32,675, and growth measured filing over filing. Every score links back to the filings it came from.

681,196 filings back to 2000

Not just where a firm is today: the AUM, headcount and ownership it reported at every filing for twenty-six years.

No demo request

No discovery call, no gated trial. Look up any of the 57,393 advisers before you decide whether to pay for the rest.

Look up a firm before you decide anything

All 57,393 adviser profiles are free to read, with no card and no demo. Pay only when you need to screen the whole set, or want ownership and succession data on top.

Create your free account