RIA Intel›Advisers›North Carolina›ROOTED PLANNING LLC

ROOTED PLANNING LLC

Advisory

NC

Data as of Feb 2, 2026 · Source: SEC Form ADV

Average account

$139K

across 74 accounts

AUM per adviser

$10M

1 advisers

Source: SEC Form ADV. Figures as filed Feb 2, 2026.

Total AUM

$10M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$10M

Discretionary AUM$10M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients27

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InNC, SC

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

27 clients

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in NC

Closest by assets under management. All figures from Form ADV.

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SYNOBIS ADVISORS, INC.

$10M

PINNACLE CAPITAL MANAGEMENT LLC

$10M

ENVISION PLANNING, LLC

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$10M

GREAT PLANS CAPITAL MANAGEMENT, LLC

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