RIA Intel›Advisers›North Carolina›RED OAK CAPITAL ADVISORS, INC.

RED OAK CAPITAL ADVISORS, INC.

Advisory

FUQUAY VARINA, NC

Data as of Aug 11, 2026 · Source: SEC Form ADV

Average account

$538K

across 19 accounts

AUM per adviser

$10M

1 advisers

Source: SEC Form ADV. Figures as filed Aug 11, 2026.

Total AUM

$10M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$10M

Discretionary AUM$3M

Non-Discretionary AUM$8M

Discretionary %25.6%

Total Clients19

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InNC

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

19 clients

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in NC

Closest by assets under management. All figures from Form ADV.

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PINNACLE CAPITAL MANAGEMENT LLC

$10M

ENVISION PLANNING, LLC

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$10M

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