RIA Intel›Advisers›Arizona›PRESCOTT INVESTOR SERVICES, INC.

PRESCOTT INVESTOR SERVICES, INC.

Advisory

PRESCOTT, AZ

Data as of Mar 23, 2026 · Source: SEC Form ADV

Rank in AZ

#347

of 387 advisers by AUM

Average account

$772K

across 78 accounts

AUM per adviser

$60M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 23, 2026.

Total AUM

$60M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$60M

Discretionary AUM$50M

Non-Discretionary AUM$10M

Discretionary %83.1%

Total Clients76

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InAZ

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

76 clients

13 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in AZ

Closest by assets under management. All figures from Form ADV.

CANON ASSET MANAGEMENT ADVISORY, LLC

PARADISE VALLEY, AZ

$60M

BREEN III, DENNIS M.

$60M

FOUR PEAKS PLANNING AND INVESTMENTS LLC

$60M

BROCK ASSET MANAGEMENT, LLC

$61M

MONTEBELLO AVENUE LIMITED COMPANY

$60M

LINDQUIST & ASSOCIATES INC

$61M

Get the full picture on PRESCOTT INVESTOR SERVICES, INC.

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track PRESCOTT INVESTOR SERVICES, INC. and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans