RIA Intel›Advisers›Arizona›BROCK ASSET MANAGEMENT, LLC

BROCK ASSET MANAGEMENT, LLC

Advisory

AZ

Data as of May 19, 2025 · Source: SEC Form ADV

Rank in AZ

#346

of 387 advisers by AUM

Average account

$173K

across 350 accounts

AUM per adviser

$61M

1 advisers

Source: SEC Form ADV. Figures as filed May 19, 2025.

Total AUM

$61M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$61M

Discretionary AUM$43M

Non-Discretionary AUM$18M

Discretionary %71.1%

Total Clients207

Team

Total Employees2

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InAZ

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

207 clients

8 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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