RIA Intel›Advisers›Kentucky›LLOYD FINANCIAL GROUP LLC

LLOYD FINANCIAL GROUP LLC

Advisory

UNION, KY

Data as of May 19, 2026 · Source: SEC Form ADV

Average account

$301K

across 66 accounts

AUM per adviser

$10M

2 advisers

Source: SEC Form ADV. Figures as filed May 19, 2026.

Total AUM

$20M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$20M

Discretionary AUM$20M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients20

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InFL, KY, OH

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

20 clients

5 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Closest by assets under management. All figures from Form ADV.

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CLEAR TRACE, LLC

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