RIA Intel›Advisers›Kentucky›CONTEXT FINANCIAL LLC

CONTEXT FINANCIAL LLC

Advisory

LEXINGTON, KY

Data as of Aug 26, 2026 · Source: SEC Form ADV

Average account

$311K

across 67 accounts

AUM per adviser

$21M

1 advisers

Source: SEC Form ADV. Figures as filed Aug 26, 2026.

Total AUM

$21M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$21M

Discretionary AUM$0

Non-Discretionary AUM$21M

Discretionary %0%

Total Clients67

Team

Total Employees2

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InKY

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

67 clients

2 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in KY

Closest by assets under management. All figures from Form ADV.

LLOYD FINANCIAL GROUP LLC

UNION, KY

$20M

CLEAR TRACE, LLC

$22M

CORLEY CAPITAL LLC

$20M

TRELLA WEALTH LLC

$19M

JESSE INVESTMENT ADVISORS INC

LOUISVILLE, KY

$23M

PROFOLIO INVESTMENTS, INC.

$18M

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