RIA Intel›Advisers›Colorado›LEGIONCE INVESTMENT ADVISORS, INC.

LEGIONCE INVESTMENT ADVISORS, INC.

Advisory

ENGLEWOOD, CO

Data as of Mar 30, 2026 · Source: SEC Form ADV

AUM change, 1 year

-2.5%

28th percentile in CO

AUM CAGR, 3 year

-13.5%

compound annual growth

Average account

$321K

across 55 accounts

AUM per adviser

$18M

1 advisers

Filing history

9

filings since 2006

Source: SEC Form ADV. Figures as filed Mar 30, 2026.

Total AUM

$18M

1-Year AUM Growth

-2.5%

3-Year CAGR

-13.5%

Employees

1

Assets Under Management

Total AUM$18M

Discretionary AUM$18M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Filing History

Total Filings on Record9

First FilingAug 30, 2006

Latest FilingMar 30, 2026

Full AUM trend chart and 9 historical filings spanning 20+ years

Included with Pro →

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InCO, TX

Succession Risk

Moderate risk

Composite band across five pillars

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

28th percentile

Composite rank among CO advisers

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in CO

Closest by assets under management. All figures from Form ADV.

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-83.4% 1Y

ASPEN FINANCIAL, INC.

$17M

GREEN MOUNTAIN PLANNING

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$18M

GLOBAL WEALTH, LLC

$18M

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