RIA Intel›Advisers›Colorado›ASPEN FINANCIAL, INC.

ASPEN FINANCIAL, INC.

Advisory

CO

Data as of Feb 2, 2026 · Source: SEC Form ADV

Average account

$583K

across 30 accounts

AUM per adviser

$17M

1 advisers

Source: SEC Form ADV. Figures as filed Feb 2, 2026.

Total AUM

$17M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$17M

Discretionary AUM$17M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients30

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InCO, NY

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

30 clients

6 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in CO

Closest by assets under management. All figures from Form ADV.

SORENSEN FINANCIAL MANAGEMENT, LLC

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PREMIER WEALTH SOLUTIONS, LLC

$17M

QUANTITATIVE EQUITY STRATEGIES, LLC

HIGHLANDS RANCH, CO

$18M

GREEN MOUNTAIN PLANNING

$18M

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