RIA Intel›Advisers›Minnesota›ZURICH AWES FINANCIAL MANAGEMENT, INC.

ZURICH AWES FINANCIAL MANAGEMENT, INC.

SEC RegisteredAdvisory

PLYMOUTH, MN

Data as of Mar 29, 2012 · Source: SEC Form ADV

Rank in MN
#477
of 511 advisers by AUM
AUM change, 1 year
-14.6%
17th percentile in MN
AUM CAGR, 3 year
0.0%
compound annual growth
Average account
$99K
across 242 accounts
Filing history
4
filings since 2010

Source: SEC Form ADV. Figures as filed Mar 29, 2012.

Total AUM
$24M
1-Year AUM Growth
-14.6%
3-Year CAGR
0.0%
Employees
0
Assets Under Management
Total AUM$24M
Discretionary AUM$23M
Non-Discretionary AUM$1M
Discretionary %95%
Total Clients—
Team
Total Employees0
Investment Advisers0
Employee Growth (1Y)—
Filing History
Total Filings on Record4
First FilingJun 15, 2010
Latest FilingMar 29, 2012
Full AUM trend chart and 4 historical filings spanning 2+ years
Included with Pro →
Registration
SEC RegisteredYes
Exempt ReportingNo
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

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