RIA Intel›Advisers›California›ZEPHYR INVESTMENT MANAGEMENT, INC.

ZEPHYR INVESTMENT MANAGEMENT, INC.

Advisory

N·WESTLAKE VILLAGE, CA

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM
$243M
1-Year AUM Growth
+16.0%
3-Year CAGR
+13.4%
Employees
2
Assets Under Management
Total AUM$243M
Discretionary AUM$156M
Non-Discretionary AUM$87M
Discretionary %64.3%
Total Clients238
Team
Total Employees2
Investment Advisers6
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record11
First FilingMar 3, 2020
Latest FilingMar 31, 2026
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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