RIA Intel›Advisers›Florida›ZEGA FINANCIAL, LLC

ZEGA FINANCIAL, LLC

Advisory

N·PALM BEACH GARDENS, FL

Data as of Dec 2, 2024 · Source: SEC Form ADV

Total AUM

$4.5B

1-Year AUM Growth

+500.0%

3-Year CAGR

+99.5%

Employees

14

Assets Under Management

Total AUM$4.5B

Discretionary AUM$4.5B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees14

Investment Advisers16

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record47

First FilingOct 18, 2013

Latest FilingDec 2, 2024

🔒 Full AUM trend chart and 47 historical filings spanning 11+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ZEGA FINANCIAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.