RIA Intel›Advisers›California›ZAVALA, RICALDO

ZAVALA, RICALDO

Advisory

N·DEL MAR, CA

Data as of Mar 10, 2014 · Source: SEC Form ADV

Total AUM

$299M

1-Year AUM Growth

+0.3%

3-Year CAGR

+0.0%

Employees

2

Assets Under Management

Total AUM$299M

Discretionary AUM$299M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Filing History

Total Filings on Record5

First FilingJul 5, 2012

Latest FilingMar 10, 2014

🔒 Full AUM trend chart and 5 historical filings spanning 2+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ZAVALA, RICALDO

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.