RIA Intel›Advisers›California›YELLOWBRICKROAD FINANCIAL ADVISORS, LLC

YELLOWBRICKROAD FINANCIAL ADVISORS, LLC

Advisory

N·CORTE MADERA, CA

Data as of Mar 26, 2019 · Source: SEC Form ADV

Total AUM

$266M

1-Year AUM Growth

+1.2%

3-Year CAGR

+7.9%

Employees

4

Assets Under Management

Total AUM$266M

Discretionary AUM$265M

Non-Discretionary AUM$837K

Discretionary %99.7%

Total Clients—

Team

Total Employees4

Investment Advisers8

Employee Growth (1Y)—

Filing History

Total Filings on Record31

First FilingJun 6, 2011

Latest FilingMar 26, 2019

🔒 Full AUM trend chart and 31 historical filings spanning 8+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on YELLOWBRICKROAD FINANCIAL ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.