RIA Intel›Advisers›Arizona›WITNAUER SLOAN & ASSOCIATES LLC

WITNAUER SLOAN & ASSOCIATES LLC

Advisory

SCOTTSDALE, AZ

Data as of Feb 3, 2026 · Source: SEC Form ADV

Rank in AZ

#362

of 387 advisers by AUM

Average account

$555K

across 102 accounts

AUM per adviser

$28M

2 advisers

Source: SEC Form ADV. Figures as filed Feb 3, 2026.

Total AUM

$57M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$57M

Discretionary AUM$53M

Non-Discretionary AUM$3M

Discretionary %94.4%

Total Clients102

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InAZ

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

102 clients

17 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in AZ

Closest by assets under management. All figures from Form ADV.

FINANCIAL CONCEPTS, INC.

$56M

HARVARD AVENUE CONSULTANTS, LLC

$57M

FINANCIAL COUNSEL, LLC

$57M

THE COLERIDGE GROUP LLC

$56M

SPRINGSTEEL INVESTMENT ADVISORS, LLC

$57M

EMBARK WEALTH MANAGEMENT, LLC

$57M

Get the full picture on WITNAUER SLOAN & ASSOCIATES LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track WITNAUER SLOAN & ASSOCIATES LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans