RIA Intel›Advisers›Illinois›WINTRUST INVESTMENTS, LLC

WINTRUST INVESTMENTS, LLC

Advisory

N·CHICAGO, IL

Data as of May 20, 2024 · Source: SEC Form ADV

Total AUM

$14.4B

1-Year AUM Growth

+6.4%

3-Year CAGR

+13.7%

Employees

147

Assets Under Management

Total AUM$14.4B

Discretionary AUM$9.3B

Non-Discretionary AUM$5.1B

Discretionary %64.4%

Total Clients—

Team

Total Employees147

Investment Advisers178

Employee Growth (1Y)+2.1%

Filing History

Total Filings on Record43

First FilingApr 22, 2005

Latest FilingMay 20, 2024

🔒 Full AUM trend chart and 43 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on WINTRUST INVESTMENTS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.