RIA Intel›Advisers›California›WINTERS FINANCIAL GROUP, INC.

WINTERS FINANCIAL GROUP, INC.

Advisory

N·WESTLAKE VILLAGE, CA

Data as of Mar 21, 2026 · Source: SEC Form ADV

Total AUM
$252M
1-Year AUM Growth
+19.4%
3-Year CAGR
+14.5%
Employees
2
Assets Under Management
Total AUM$252M
Discretionary AUM$0
Non-Discretionary AUM$252M
Discretionary %0%
Total Clients246
Team
Total Employees2
Investment Advisers3
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record16
First FilingMay 20, 2021
Latest FilingMar 21, 2026
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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👥 Owners & Officers

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🏦 Client Demographics

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