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WINTER S A & ASSOCIATES INC

Advisory

LA JOLLA, CA

Data as of May 21, 2002 · Source: SEC Form ADV

Total AUM

$97M

1-Year AUM Growth

-56.2%

3-Year CAGR

-3.4%

Employees

0

Assets Under Management

Total AUM$97M

Discretionary AUM$36M

Non-Discretionary AUM$60M

Discretionary %37.8%

Total Clients—

Team

Total Employees0

Investment Advisers0

Employee Growth (1Y)—

Filing History

Total Filings on Record2

First FilingJan 30, 2001

Latest FilingMay 21, 2002

🔒 Full AUM trend chart and 2 historical filings spanning 1+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on WINTER S A & ASSOCIATES INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.