RIA Intel›Advisers›Massachusetts›WINDROSE ADVISORS LLC

WINDROSE ADVISORS LLC

Advisory

N·WALTHAM, MA

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$2.7B

1-Year AUM Growth

-0.6%

3-Year CAGR

+0.2%

Employees

8

Assets Under Management

Total AUM$2.7B

Discretionary AUM$983M

Non-Discretionary AUM$1.7B

Discretionary %36.8%

Total Clients149

Team

Total Employees8

Investment Advisers23

Employee Growth (1Y)+60.0%

Filing History

Total Filings on Record41

First FilingMar 17, 2010

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 41 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on WINDROSE ADVISORS LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.