RIA Intel›Advisers›California›WINDFALL ADVISORS, LLC

WINDFALL ADVISORS, LLC

Advisory

NEWPORT BEACH, CA

Data as of May 21, 2026 · Source: SEC Form ADV

Rank in CA

#3,679

of 5,480 advisers by AUM

Average account

$1M

across 40 accounts

AUM per adviser

$40M

1 advisers

Source: SEC Form ADV. Figures as filed May 21, 2026.

Total AUM

$40M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$40M

Discretionary AUM$40M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients40

Team

Total Employees2

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCA, NY

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

40 clients

34 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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