RIA Intel›Advisers›New Mexico›WESTWIND CAPITAL

WESTWIND CAPITAL

Advisory

N·LAS CRUCES, NM

Data as of Jan 15, 2026 · Source: SEC Form ADV

Total AUM

$796M

1-Year AUM Growth

+29.1%

3-Year CAGR

+6.9%

Employees

8

Assets Under Management

Total AUM$796M

Discretionary AUM$789M

Non-Discretionary AUM$7M

Discretionary %99.2%

Total Clients1,131

Team

Total Employees8

Investment Advisers10

Employee Growth (1Y)—

Filing History

Total Filings on Record46

First FilingMar 2, 2001

Latest FilingJan 15, 2026

🔒 Full AUM trend chart and 46 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on WESTWIND CAPITAL

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.