RIA Intel›Advisers›New York›WESTPARK CAPITAL, INC.

WESTPARK CAPITAL, INC.

Advisory

N·NEW YORK, NY

Data as of Jan 15, 2026 · Source: SEC Form ADV

Total AUM

$48M

1-Year AUM Growth

-14.7%

3-Year CAGR

+2.4%

Employees

10

Assets Under Management

Total AUM$48M

Discretionary AUM$47M

Non-Discretionary AUM$168K

Discretionary %99.6%

Total Clients234

Team

Total Employees10

Investment Advisers15

Employee Growth (1Y)-8.3%

Filing History

Total Filings on Record41

First FilingAug 10, 2016

Latest FilingJan 15, 2026

🔒 Full AUM trend chart and 41 historical filings spanning 10+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on WESTPARK CAPITAL, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.