RIA Intel›Advisers›Connecticut›WELLSPRING FINANCIAL, LLC

WELLSPRING FINANCIAL, LLC

Advisory

CT

Data as of Jan 12, 2026 · Source: SEC Form ADV

Rank in CT
#940
of 1,312 advisers by AUM
Average account
$237K
across 293 accounts
AUM per adviser
$23M
3 advisers

Source: SEC Form ADV. Figures as filed Jan 12, 2026.

Total AUM
$69M
Discretionary %
100%
Clients
112
Employees
3

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$69M
Discretionary AUM$69M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients112
Team
Total Employees3
Investment Advisers3
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InCT, MA, NY
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CT

Closest by assets under management. All figures from Form ADV.

TANAKA CAPITAL MANAGEMENT INC
GREENWICH, CT
$69M
+20.7% 1Y
BLAKELY HARBOR ADVISORS, LLC
NEW HAVEN, CT
$69M
KEEL CAPITAL MANAGEMENT, LLC
STAMFORD, CT
$70M
LIFELINE FINANCIAL, LLC
WETHERSFIELD, CT
$71M
+5.3% 1Y
CAPITAL MANAGEMENT CORP OF THE NORTHEAST
WASHINGTON DEPOT, CT
$71M
0.0% 1Y
ROCK CREST CAPITAL LLC
DARIEN, CT
$71M
-56.7% 1Y

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