RIA Intel›Advisers›California›WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

Advisory

N·PASADENA, CA

Data as of Apr 16, 2026 · Source: SEC Form ADV

Total AUM

$5.7B

1-Year AUM Growth

+27.5%

3-Year CAGR

+11.9%

Employees

202

Assets Under Management

Total AUM$5.7B

Discretionary AUM$3.9B

Non-Discretionary AUM$1.7B

Discretionary %69.2%

Total Clients10,048

Team

Total Employees202

Investment Advisers897

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record94

First FilingJun 29, 2001

Latest FilingApr 16, 2026

🔒 Full AUM trend chart and 94 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on WEDBUSH SECURITIES INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.