RIA Intel›Advisers›California›WEALTH STRATEGIES GROUP

WEALTH STRATEGIES GROUP

Advisory

NEWPORT BEACH, CA

Data as of Aug 11, 2026 · Source: SEC Form ADV

Rank in CA

#2,767

of 5,480 advisers by AUM

Average account

$334K

across 308 accounts

AUM per adviser

$51M

2 advisers

Filing history

10

filings since 2023

Source: SEC Form ADV. Figures as filed Aug 11, 2026.

Total AUM

$103M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

6

Assets Under Management

Total AUM$103M

Discretionary AUM$103M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients120

Team

Total Employees6

Investment Advisers2

Employee Growth (1Y)-50.0%

Filing History

Total Filings on Record10

First FilingMay 30, 2023

Latest FilingAug 11, 2026

Full AUM trend chart and 10 historical filings spanning 3+ years

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Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InCA, TX

Succession Risk

Lower risk

Composite band across five pillars

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

6th percentile

Composite rank among CA advisers

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

120 clients

18 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

TOTAL WEALTH MANAGEMENT INC.

$103M

TRAILHEAD PACIFIC, LLC

$103M

ABUNDA FINANCIAL, LLC

$103M

UNCOMMON CAPITAL, LLC

$103M

ABUNDANT WEALTH PARTNERS, LLC

SANTA BARBARA, CA

$103M

IRON HORSE CAPITAL, INC.

$103M

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