RIA Intel›Advisers›New Jersey›WBI INVESTMENTS, LLC

WBI INVESTMENTS, LLC

Advisory

N·RED BANK, NJ

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$540M

1-Year AUM Growth

+4.8%

3-Year CAGR

-5.8%

Employees

5

Assets Under Management

Total AUM$540M

Discretionary AUM$540M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients764

Team

Total Employees5

Investment Advisers13

Employee Growth (1Y)-10.0%

Filing History

Total Filings on Record99

First FilingFeb 13, 2001

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 99 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on WBI INVESTMENTS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.