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WAVEFRONT US CORPORATION

Advisory

DALLAS, TX

Data as of Mar 30, 2020 · Source: SEC Form ADV

AUM change, 1 year

+5.7%

49th percentile in TX

AUM CAGR, 3 year

0.0%

compound annual growth

Filing history

7

filings since 2010

Source: SEC Form ADV. Figures as filed Mar 30, 2020.

Total AUM

—

1-Year AUM Growth

+5.7%

3-Year CAGR

0.0%

Employees

—

Assets Under Management

Total AUM—

Discretionary AUM—

Non-Discretionary AUM—

Discretionary %100%

Total Clients—

Team

Total Employees—

Investment Advisers—

Employee Growth (1Y)—

Filing History

Total Filings on Record7

First FilingSep 1, 2010

Latest FilingMar 30, 2020

Full AUM trend chart and 7 historical filings spanning 10+ years

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Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Succession Risk

Moderate risk

Composite band across five pillars

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

50th percentile

Composite rank among TX advisers

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

The full client-type breakdown and the share of AUM each category represents.

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