RIA Intel›Advisers›Kentucky›WARREN WEALTH MANAGEMENT & TAX PLANNING INC.

WARREN WEALTH MANAGEMENT & TAX PLANNING INC.

Advisory

LOUISVILLE, KY

Data as of Mar 12, 2026 · Source: SEC Form ADV

Average account

$162K

across 193 accounts

AUM per adviser

$31M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 12, 2026.

Total AUM

$31M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$31M

Discretionary AUM$31M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients80

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InIN, KY, OH, TN

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

80 clients

6 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in KY

Closest by assets under management. All figures from Form ADV.

VERRETTE CAPITAL MANAGEMENT LLC

$31M

HIGHLAND CAPITAL ADVISORS , LLC

$32M

DMLO WEALTH PLANNING, LLC

$30M

BURL INVESTMENT MANAGEMENT, LLC

$32M

STITH FINANCIAL PLANNING, LLC

BRANDENBURG, KY

$30M

JOHN C MUIR & CO

$33M

Get the full picture on WARREN WEALTH MANAGEMENT & TAX PLANNING INC.

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track WARREN WEALTH MANAGEMENT & TAX PLANNING INC. and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans