RIA Intel›Advisers›New York›WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

Advisory

N·NEW YORK, NY

Data as of May 8, 2013 · Source: SEC Form ADV

Total AUM

$1.1B

1-Year AUM Growth

+19.9%

3-Year CAGR

+17.7%

Employees

370

Assets Under Management

Total AUM$1.1B

Discretionary AUM$184M

Non-Discretionary AUM$934M

Discretionary %16.5%

Total Clients—

Team

Total Employees370

Investment Advisers1,495

Employee Growth (1Y)—

Filing History

Total Filings on Record63

First FilingJun 13, 2003

Latest FilingMay 8, 2013

🔒 Full AUM trend chart and 63 historical filings spanning 10+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on WALNUT STREET SECURITIES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.