RIA Intel›Advisers›California›WADE FINANCIAL ADVISORY, INC.

WADE FINANCIAL ADVISORY, INC.

Advisory

N·CAMPBELL, CA

Data as of Mar 15, 2024 · Source: SEC Form ADV

Total AUM

$673M

1-Year AUM Growth

+11.3%

3-Year CAGR

+6.4%

Employees

8

Assets Under Management

Total AUM$673M

Discretionary AUM$553M

Non-Discretionary AUM$120M

Discretionary %82.1%

Total Clients—

Team

Total Employees8

Investment Advisers9

Employee Growth (1Y)-11.1%

Filing History

Total Filings on Record15

First FilingApr 11, 2018

Latest FilingMar 15, 2024

🔒 Full AUM trend chart and 15 historical filings spanning 6+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on WADE FINANCIAL ADVISORY, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.