RIA Intel›Advisers›Kansas›WADDELL & REED, INC.

WADDELL & REED, INC.

Advisory

N·OVERLAND PARK, KS

Data as of Sep 17, 2021 · Source: SEC Form ADV

Total AUM

$33.2B

1-Year AUM Growth

+23.4%

3-Year CAGR

+15.7%

Employees

1,700

Assets Under Management

Total AUM$33.2B

Discretionary AUM$6.4B

Non-Discretionary AUM$26.9B

Discretionary %19.2%

Total Clients—

Team

Total Employees1,700

Investment Advisers1,700

Employee Growth (1Y)—

Filing History

Total Filings on Record347

First FilingJan 31, 2001

Latest FilingSep 17, 2021

🔒 Full AUM trend chart and 347 historical filings spanning 20+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on WADDELL & REED, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.