RIA Intel›Advisers›Connecticut›VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

Advisory

N·WINDSOR, CT

Data as of Jul 31, 2026 · Source: SEC Form ADV

Total AUM

$3.9B

1-Year AUM Growth

+2.2%

3-Year CAGR

-12.2%

Employees

638

Assets Under Management

Total AUM$3.9B

Discretionary AUM$70M

Non-Discretionary AUM$3.8B

Discretionary %1.8%

Total Clients11,854

Team

Total Employees638

Investment Advisers638

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record186

First FilingApr 1, 2002

Latest FilingJul 31, 2026

🔒 Full AUM trend chart and 186 historical filings spanning 24+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on VOYA FINANCIAL ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.