RIA Intel›Advisers›California›VALLEY WEALTH STRATEGIES, LLC

VALLEY WEALTH STRATEGIES, LLC

Advisory

N·LODI, CA

Data as of Feb 27, 2026 · Source: SEC Form ADV

Total AUM

$1.4B

1-Year AUM Growth

-0.1%

3-Year CAGR

+5.6%

Employees

26

Assets Under Management

Total AUM$1.4B

Discretionary AUM$448M

Non-Discretionary AUM$999M

Discretionary %31%

Total Clients4,905

Team

Total Employees26

Investment Advisers59

Employee Growth (1Y)-10.7%

Filing History

Total Filings on Record21

First FilingMar 30, 2018

Latest FilingFeb 27, 2026

🔒 Full AUM trend chart and 21 historical filings spanning 8+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on VALLEY WEALTH STRATEGIES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.