RIA Intel›Advisers›Pennsylvania›VALLEY BROOK CAPITAL GROUP, INC.

VALLEY BROOK CAPITAL GROUP, INC.

Advisory

N·VENETIA, PA

Data as of Feb 28, 2026 · Source: SEC Form ADV

Total AUM

$223M

1-Year AUM Growth

+8.3%

3-Year CAGR

+6.5%

Employees

6

Assets Under Management

Total AUM$223M

Discretionary AUM$202M

Non-Discretionary AUM$21M

Discretionary %90.4%

Total Clients183

Team

Total Employees6

Investment Advisers6

Employee Growth (1Y)—

Filing History

Total Filings on Record25

First FilingFeb 23, 2005

Latest FilingFeb 28, 2026

🔒 Full AUM trend chart and 25 historical filings spanning 21+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on VALLEY BROOK CAPITAL GROUP, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.