RIA Intel›Advisers›North Carolina›UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

Advisory

CHARLOTTE, NC

Data as of Jul 13, 2011 · Source: SEC Form ADV

Total AUM

$500M

1-Year AUM Growth

-33.2%

3-Year CAGR

-17.1%

Employees

0

Assets Under Management

Total AUM$500M

Discretionary AUM$94M

Non-Discretionary AUM$406M

Discretionary %18.8%

Total Clients—

Team

Total Employees0

Investment Advisers0

Employee Growth (1Y)—

Filing History

Total Filings on Record59

First FilingJan 19, 2001

Latest FilingJul 13, 2011

🔒 Full AUM trend chart and 59 historical filings spanning 10+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on UVEST FINANCIAL SERVICES GROUP, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.