UTA LLC

Advisory

N·VANCOUVER, WA

Data as of Jan 12, 2026 · Source: SEC Form ADV

Total AUM

$215M

1-Year AUM Growth

+47.5%

3-Year CAGR

+6.5%

Employees

2

Assets Under Management

Total AUM$215M

Discretionary AUM$183M

Non-Discretionary AUM$31M

Discretionary %85.4%

Total Clients103

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Filing History

Total Filings on Record6

First FilingJun 15, 2021

Latest FilingJan 12, 2026

🔒 Full AUM trend chart and 6 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on UTA LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.