RIA Intel›Advisers›Minnesota›UPSTREAM FINANCIAL ADVISORS LLC

UPSTREAM FINANCIAL ADVISORS LLC

Advisory

MN

Data as of Aug 5, 2026 · Source: SEC Form ADV

Average account

$266K

across 97 accounts

AUM per adviser

$13M

2 advisers

Source: SEC Form ADV. Figures as filed Aug 5, 2026.

Total AUM

$26M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$26M

Discretionary AUM$26M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients31

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InMN, TX

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

31 clients

7 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in MN

Closest by assets under management. All figures from Form ADV.

ANALYTICS INVESTMENT ADVISORS INC

$25M

NIES SCHLUCHTER & ASSOCIATES, INC.

$25M

RIVER TREE CAPITAL MANAGEMENT, INC.

$26M

LENANDER FINANCIAL ADVISORY, INC.

$25M

GB ASSOCIATES, INC.

$25M

GREATER GOOD FINANCIAL LLC

$26M

Get the full picture on UPSTREAM FINANCIAL ADVISORS LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track UPSTREAM FINANCIAL ADVISORS LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans