RIA Intel›Advisers›South Carolina›UPSTATE FINANCIAL PLANNING, LLC

UPSTATE FINANCIAL PLANNING, LLC

Advisory

Data as of Feb 16, 2026 · Source: SEC Form ADV

Average account

$376K

across 33 accounts

AUM per adviser

$12M

1 advisers

Source: SEC Form ADV. Figures as filed Feb 16, 2026.

Total AUM

$12M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$12M

Discretionary AUM$11M

Non-Discretionary AUM$1M

Discretionary %90.3%

Total Clients33

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InSC

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

33 clients

5 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in SC

Closest by assets under management. All figures from Form ADV.

COAST WEALTH MANAGEMENT GROUP, LLC

MYRTLE BEACH, SC

$13M

BETTER THINGS FINANCIAL PARTNERS LLC

$12M

GREENFIELD/LEWIS INVESTMENT COUNSEL

$12M

HFG CAPITAL LLC

SUMMERVILLE, SC

$13M

REX MANAGEMENT LLC

$13M

WOLFF FINANCIAL PLANNING, LLC

$12M

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