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UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Advisory

N·SCOTTSDALE, AZ

Data as of Mar 30, 2026 · Source: SEC Form ADV

Total AUM

$12.8B

1-Year AUM Growth

+14.1%

3-Year CAGR

+10.6%

Employees

546

Assets Under Management

Total AUM$12.8B

Discretionary AUM$607M

Non-Discretionary AUM$12.2B

Discretionary %4.8%

Total Clients26,942

Team

Total Employees546

Investment Advisers620

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record89

First FilingMar 23, 2001

Latest FilingMar 30, 2026

🔒 Full AUM trend chart and 89 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.