RIA Intel›Advisers›Texas›UNITED CAPITAL FINANCIAL ADVISORS, LLC

UNITED CAPITAL FINANCIAL ADVISORS, LLC

Advisory

N·IRVING, TX

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$24.6B

1-Year AUM Growth

+34.3%

3-Year CAGR

-14.7%

Employees

162

Assets Under Management

Total AUM$24.6B

Discretionary AUM$22.5B

Non-Discretionary AUM$2.1B

Discretionary %91.3%

Total Clients22,832

Team

Total Employees162

Investment Advisers289

Employee Growth (1Y)-3.3%

Filing History

Total Filings on Record88

First FilingMay 31, 2005

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 88 historical filings spanning 21+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on UNITED CAPITAL FINANCIAL ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.