RIA Intel›Advisers›New York›UNITED ASSET STRATEGIES INC.

UNITED ASSET STRATEGIES INC.

Advisory

N·GARDEN CITY, NY

Data as of Jan 9, 2026 · Source: SEC Form ADV

Total AUM

$1.8B

1-Year AUM Growth

+29.1%

3-Year CAGR

+6.8%

Employees

20

Assets Under Management

Total AUM$1.8B

Discretionary AUM$1.7B

Non-Discretionary AUM$158M

Discretionary %91.4%

Total Clients1,598

Team

Total Employees20

Investment Advisers31

Employee Growth (1Y)+6.7%

Filing History

Total Filings on Record69

First FilingMar 22, 2001

Latest FilingJan 9, 2026

🔒 Full AUM trend chart and 69 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on UNITED ASSET STRATEGIES INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.