RIA Intel›Advisers›Arizona›UNIFIED WEALTH MANAGEMENT, LLC.

UNIFIED WEALTH MANAGEMENT, LLC.

Advisory

N·SCOTTSDALE, AZ

Data as of Jun 30, 2020 · Source: SEC Form ADV

Total AUM

$162M

1-Year AUM Growth

-8.2%

3-Year CAGR

+6.5%

Employees

4

Assets Under Management

Total AUM$162M

Discretionary AUM$95M

Non-Discretionary AUM$67M

Discretionary %58.4%

Total Clients—

Team

Total Employees4

Investment Advisers8

Employee Growth (1Y)—

Filing History

Total Filings on Record39

First FilingNov 12, 2004

Latest FilingJun 30, 2020

🔒 Full AUM trend chart and 39 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on UNIFIED WEALTH MANAGEMENT, LLC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.