RIA Intel›Advisers›Nevada›TRICOR ADVISORY SERVICES, LLC

TRICOR ADVISORY SERVICES, LLC

Advisory

N·LAS VEGAS, NV

Data as of Dec 9, 2015 · Source: SEC Form ADV

Total AUM

$137M

1-Year AUM Growth

+6.8%

3-Year CAGR

+8.2%

Employees

11

Assets Under Management

Total AUM$137M

Discretionary AUM$29M

Non-Discretionary AUM$108M

Discretionary %21.2%

Total Clients—

Team

Total Employees11

Investment Advisers11

Employee Growth (1Y)—

Filing History

Total Filings on Record21

First FilingSep 22, 2006

Latest FilingDec 9, 2015

🔒 Full AUM trend chart and 21 historical filings spanning 9+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on TRICOR ADVISORY SERVICES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.