RIA Intel›Advisers›North Carolina›TRIAD FINANCIAL ADVISORS, INC.

TRIAD FINANCIAL ADVISORS, INC.

Advisory

N·GREENSBORO, NC

Data as of Dec 1, 2023 · Source: SEC Form ADV

Total AUM

$863M

1-Year AUM Growth

0.0%

3-Year CAGR

+5.8%

Employees

11

Assets Under Management

Total AUM$863M

Discretionary AUM$843M

Non-Discretionary AUM$21M

Discretionary %97.6%

Total Clients—

Team

Total Employees11

Investment Advisers19

Employee Growth (1Y)—

Filing History

Total Filings on Record26

First FilingNov 19, 2014

Latest FilingDec 1, 2023

🔒 Full AUM trend chart and 26 historical filings spanning 9+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on TRIAD FINANCIAL ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.