RIA Intel›Advisers›Delaware›TRI-STATE WEALTH ADVISORS, LLC

TRI-STATE WEALTH ADVISORS, LLC

Advisory

NEWARK, DE

Data as of May 19, 2026 · Source: SEC Form ADV

Average account

$380K

across 71 accounts

AUM per adviser

$27M

1 advisers

Source: SEC Form ADV. Figures as filed May 19, 2026.

Total AUM

$27M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$27M

Discretionary AUM$17M

Non-Discretionary AUM$10M

Discretionary %61.2%

Total Clients70

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InDE, NY, PA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

70 clients

10 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Closest by assets under management. All figures from Form ADV.

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APOGEE GLOBAL ADVISORS, INC.

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-48.0% 1Y

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