RIA Intel›Advisers›New York›TRAIN, BABCOCK ADVISORS LLC

TRAIN, BABCOCK ADVISORS LLC

Advisory

N·NEW YORK, NY

Data as of Apr 25, 2017 · Source: SEC Form ADV

Total AUM

$434M

1-Year AUM Growth

+0.9%

3-Year CAGR

-3.7%

Employees

4

Assets Under Management

Total AUM$434M

Discretionary AUM$426M

Non-Discretionary AUM$8M

Discretionary %98.2%

Total Clients—

Team

Total Employees4

Investment Advisers9

Employee Growth (1Y)—

Filing History

Total Filings on Record45

First FilingJan 31, 2001

Latest FilingApr 25, 2017

🔒 Full AUM trend chart and 45 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on TRAIN, BABCOCK ADVISORS LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.