RIA Intel›Advisers›California›TOPTURN CAPITAL, LLC

TOPTURN CAPITAL, LLC

Advisory

N·CARMEL, CA

Data as of Mar 30, 2026 · Source: SEC Form ADV

Total AUM

$187M

1-Year AUM Growth

+11.5%

3-Year CAGR

+3.0%

Employees

4

Assets Under Management

Total AUM$187M

Discretionary AUM$167M

Non-Discretionary AUM$20M

Discretionary %89.2%

Total Clients122

Team

Total Employees4

Investment Advisers5

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record26

First FilingAug 28, 2009

Latest FilingMar 30, 2026

🔒 Full AUM trend chart and 26 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on TOPTURN CAPITAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.